- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
Prior to Rating Change, an Issuer is placed on Credit Watch.
Industry:Financial services
A printed document that summarizes a corporation's registration statement for a new issue of non-exempt securities that was filed with the SEC. It details material information about the corporation and the security being issued. A final prospectus must be given to all buyers of initial public offerings and other new issues. A preliminary prospectus is given to investors when brokers obtain indications of interest for an initial public offering. Although the document does not have all the information included in the final prospectus, it does include the major facts. A preliminary prospectus is often called a "red herring" because its front-page notice is printed in red ink. The notice states that the preliminary prospectus is "subject to completion or amendment" and "shall not constitute an offer to sell."
Related to Mutual Funds: The official document that describes a mutual fund.
Related to Equities: The official document that describes an equity.
Industry:Financial services
Otherwise referred to as "red herrings", the preliminary prospectus is the first document released by the underwriter of a new issue to prospective purchasers during the cooling-off period. This red herring includes information about the company and their proposed offering, but does not contain all the information that will be included in the final prospectus.
Industry:Financial services
Full-service firms commonly charge a sales commission or load when mutual fund shares are purchased or redeemed, because a financial professional helps you analyze your financial needs and objectives and identify appropriate investments that may meet those needs and objectives. The sales charge is waived for mutual funds purchased through an employer-sponsored retirement plan.
Industry:Financial services
The entity or business that is processing the Visa transaction.
Industry:Financial services
These are instruments that may offer greater liquidity than other types of securities, in exchange for relatively small price fluctuations and tend to offer lower rates of return in exchange for greater stability. Examples include money market mutual funds, U.S. Treasury Bills, certificates of deposit, and commercial paper.
Industry:Financial services
The cumulative dollar amount in the cash account or the cash portion of the margin account. It includes both settled and unsettled transactions.Cash balances are not necessarily available funds needed for check/Visa/ATM withdrawal. Please check "Available Funds" for cash available.
Industry:Financial services
Related to IPOs: The amount of securities assigned to each of the participants in an investment banking syndicate formed to underwrite and distribute a new issue, called subscribers. The financial responsibilities of the subscribers are set forth in an allotment notice, which is prepared by the syndicate manager.
Industry:Financial services
Fondi che, dalla pratica del portfolio, investono almeno il 75% del loro patrimonio equity in società con capitalizzazioni di mercato (su base triennale ponderata) inferiore al 300% della media ponderata Dollaro mercato capitalizzazione di S & P Mid 400 indice. Mid crescita fondi normalmente investono in società con i guadagni a lungo termine previsti una crescita significativamente più veloce rispetto i guadagni degli stock, rappresentato in un importante indice azionario non gestito. Questi fondi saranno normalmente hanno un rapporto prezzo-utili di sopra della media, rapporto prezzo-a-book e figura di crescita triennale guadagni, rispetto alla media degli Stati Uniti diversificato fondi Mid-universo.
Industry:Financial services
